Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Significant management (since 23 Jan 2023)
    • [FCA CF] Client dealing (since 23 Jan 2023)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • [FCA CF] Manager of certification employee (26 Apr 2021 to 23 Jan 2023)
    • [FCA CF] Material risk taker (22 Jun 2020 to 23 Jan 2023)
    • [FCA CF] Client dealing (5 May 2020 to 23 Jan 2023)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Manager of certification employee (26 Apr 2021 to 23 Jan 2023)
    • [FCA CF] Material risk taker (22 Jun 2020 to 23 Jan 2023)
    • [FCA CF] Client dealing (5 May 2020 to 23 Jan 2023)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Manager of certification employee (26 Apr 2021 to 23 Jan 2023)
    • [FCA CF] Material risk taker (22 Jun 2020 to 23 Jan 2023)
    • [FCA CF] Client dealing (5 May 2020 to 23 Jan 2023)
  • J.P. Morgan SE (no longer approved here)

    FRN 755066

    • [FCA CF] Manager of certification employee (26 Apr 2021 to 22 Jan 2022)
  • Goldman Sachs International Bank (no longer approved here)

    FRN 124659

    • [FCA CF] Client dealing (31 May 2017 to 4 May 2020)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (26 Sep 2014 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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