David Hollis Allen

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AlbaCore Capital LLP

    FRN 775385

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF3 Chief Executive (3 Jul 2017 to 8 Dec 2019)
    • CF4 Partner (3 Jul 2017 to 8 Dec 2019)
    • CF30 Customer (3 Jul 2017 to 8 Dec 2019)
  • Mirabella Financial Services LLP (no longer approved here)

    FRN 415559

    • CF30 Customer (12 Oct 2016 to 19 Jun 2018)
  • GoldenTree Asset Management UK LLP (no longer approved here)

    FRN 433066

    • CF30 Customer (1 Nov 2007 to 27 Oct 2008)
    • CF4 Partner (27 Sep 2005 to 27 Oct 2008)
    • CF8 Apportionment and Oversight (27 Sep 2005 to 31 Oct 2007)
    • CF27 Investment Management (27 Sep 2005 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (27 Sep 2005 to 1 Mar 2007)
    • CF10 Compliance Oversight (27 Sep 2005 to 1 Mar 2007)
    • CF3 Chief Executive (27 Sep 2005 to 27 Oct 2008)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.