Financial Guaranty UK Limited

• Principal Place of Business

  Forvis Mazars LLP

  30 Old Bailey

  London

  City Of London

  EC4M 7AU

  UNITED KINGDOM

  Phone

  +4402070634000

  Web

  http://www.financialguarantyuk.com

• Complaints Contact

  Forvis Mazars LLP

  30 Old Bailey

  London

  City Of London

  EC4M 7AU

  UNITED KINGDOM

  Phone

  +4402070634000

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

  Show 1 limitation Hide limitations

  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• P2P Lending Advice

  For Commercial, Retail (Non-Investment Insurance)

• Investment Advice (no pensions)

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Authorised to Operate

  For All

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Manages Insurance Policies

  For Eligible Counterparty, Professional, Credit, Miscellaneous financial loss, Suretyship

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit

  Show 2 limitations Hide limitations

  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Amedeo Edward Turi

  IRN AET01020

  • SMF16 Compliance Oversight (28 Jun 2019 to 18 Jun 2020)
  • SMF7 Group Entity Senior Manager (10 Dec 2018 to 18 Jun 2020)
  • SIMF7 Group Entity Senior Insurance Manager Function (7 Mar 2016 to 9 Dec 2018)
  • CF1 Director (26 Nov 2004 to 6 Mar 2016)
• Anthony Michael Salem

  IRN AMS01281

  • SMF2 Chief Finance (22 Mar 2021 to 19 Nov 2021)
• Askan Denstaedt

  IRN AXD91871

  • SMF3 Executive Director (15 Nov 2020 to 26 Mar 2021)
• Catherine Collard

  IRN CXC01579

  • CF11 Money Laundering Reporting (10 Jul 2006 to 31 Oct 2009)
  • CF10 Compliance Oversight (10 Jul 2006 to 31 Oct 2009)
• Chad Earnst

  IRN CXE00248

  • SMF16 Compliance Oversight (since 3 Jun 2025)
• DAVID DOUGLAS STORTZ

  IRN DXS01086

  • SMF3 Executive Director (since 31 Jan 2025)
• David Robert Howard

  IRN DRH01121

  • CF1 Director (26 Nov 2004 to 31 Aug 2005)
• Derek Marshall Donnelly

  IRN DMD01083

  • SMF20 Chief Actuary (10 Dec 2018 to 18 Jun 2020)
  • SMF4 Chief Risk (10 Dec 2018 to 18 Jun 2020)
  • SIMF20 Chief Actuary Function (7 Mar 2016 to 9 Dec 2018)
  • SIMF4 Chief Risk Function (7 Mar 2016 to 9 Dec 2018)
  • CF1 Director (8 Jan 2013 to 6 Mar 2016)
• Donna Judith Blank

  IRN DJB01201

  • CF1 Director (26 Nov 2004 to 19 Feb 2008)
• Felix Louis Vargas

  IRN FLV01001

  • CF28 Systems and controls (1 Nov 2007 to 17 Dec 2008)
  • CF15 Internal Audit (7 Nov 2005 to 31 Oct 2007)

No changes recorded yet.