Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 1 Mar 2022)
    • SMF1 Chief Executive (since 18 Feb 2022)
    • SMF16 Compliance Oversight (since 18 Feb 2022)
    • SMF3 Executive Director (since 18 Feb 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (18 Feb 2022 to 4 Jul 2025)
  • Financial Guaranty UK Limited (no longer approved here)

    FRN 400238

    • SMF3 Executive Director (15 Nov 2020 to 26 Mar 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.