Nicholas Edward Benjamin Doubtfire

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Bank of Nova Scotia

    FRN 141308

    • [FCA CF] Manager of certification employee (since 30 Aug 2024)
    • [PRA CF] Significant risk taker or Material risk taker (since 1 Mar 2019)
    • [FCA CF] Material risk taker (since 1 Mar 2019)
    • [FCA CF] Client dealing (since 6 Mar 2017)
    • [FCA CF] Algorithmic trading (1 Mar 2020 to 1 Mar 2023)
    • [FCA CF] Manager of certification employee (1 Mar 2019 to 11 Nov 2022)
    • CF30 Customer (31 Jul 2009 to 6 Mar 2016)
  • Canadian Imperial Bank of Commerce (no longer approved here)

    FRN 141285

    • CF30 Customer (1 Nov 2007 to 2 Jul 2008)
    • CF21 Investment Adviser (3 Aug 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.