Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Canadian Imperial Bank of Commerce
FRN 141285
- [FCA CF] Client dealing (since 6 Mar 2017)
- [FCA CF] Material risk taker (30 Apr 2019 to 6 Mar 2022)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF26 Customer Trading (11 Jun 2003 to 31 Oct 2007)
- CF21 Investment Adviser (29 May 2003 to 11 Jun 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.