Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Canadian Imperial Bank of Commerce (no longer approved here)

    FRN 141285

    • [FCA CF] Client dealing (16 Sep 2022 to 16 Dec 2022)
    • [FCA CF] Material risk taker (6 Mar 2017 to 31 Oct 2021)
    • SMF22 Other Local Responsibility (3 Aug 2016 to 15 Mar 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.