Canadian Imperial Bank of Commerce

• Principal Place of Business

  C I B C

  150 Cheapside

  London

  City Of London

  EC2V 6ET

  UNITED KINGDOM

  Phone

  +4402072346000

  Web

  https://www.cibc.com

• Complaints Contact

  C I B C

  150 Cheapside

  London

  City Of London

  EC2V 6ET

  UNITED KINGDOM

  Phone

  +4402072346000

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Dhaval Desai

  IRN DXD00151

  • [FCA CF] Client dealing (since 31 Jul 2024)
  • [FCA CF] Client dealing (24 Mar 2021 to 26 Jun 2023)
• Diana Nesbitt

  IRN DXN00217

  • [FCA CF] Client dealing (since 5 Dec 2025)
• Dimitris Papadopoulos

  IRN DCP01058

  • CF21 Investment Adviser (4 May 2005 to 6 Mar 2007)
• Dino Pasut

  IRN DXP01687

  • [FCA CF] Material risk taker (since 7 Mar 2022)
  • [FCA CF] Client dealing (since 6 Mar 2017)
  • CF30 Customer (22 Jul 2013 to 6 Mar 2016)
• Dominic Brian Luke Magee

  IRN DBM01037

  • CF30 Customer (1 Nov 2007 to 18 Apr 2008)
  • CF21 Investment Adviser (13 Oct 2006 to 31 Oct 2007)
• Dominic Hughes

  IRN DAH01238

  • CF30 Customer (1 Nov 2007 to 15 Mar 2011)
  • CF21 Investment Adviser (28 Jul 2005 to 31 Oct 2007)
• Dominik Daniel Kania

  IRN DXK00366

  • [FCA CF] Client dealing (since 12 Jan 2026)
• Dominique Houde

  IRN DXH01319

  • CF23 Corporate Finance Adviser (1 Jul 2003 to 22 Jul 2005)
• Donald Christopher Bryce Climo

  IRN DCC01143

  • SMF17 Money Laundering Reporting Officer (MLRO) (14 Dec 2018 to 28 Oct 2019)
  • SMF16 Compliance Oversight (14 Dec 2018 to 22 Oct 2021)
• Douglas Hancock

  IRN DEH01070

  • CF22 Investment Adviser (Trainee) (23 Jul 2004 to 15 Jul 2005)

No changes recorded yet.