Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 2 Sep 2024)
    • [FCA CF] Client dealing (since 7 Sep 2016)
    • CF30 Customer (15 Oct 2015 to 6 Mar 2016)
    • [FCA CF] Material risk taker (since 2 Sep 2024)
    • [FCA CF] Client dealing (since 7 Sep 2016)
  • Macquarie Bank Ltd (no longer approved here)

    FRN 170934

    • CF30 Customer (1 Nov 2007 to 13 Nov 2007)
    • CF23 Corporate Finance Adviser (21 Nov 2005 to 31 Oct 2007)
  • Macquarie Capital (Europe) Limited (no longer approved here)

    FRN 193905

    • CF30 Customer (1 Nov 2007 to 22 Aug 2011)
    • CF23 Corporate Finance Adviser (21 Nov 2005 to 31 Oct 2007)
  • Canadian Imperial Bank of Commerce (no longer approved here)

    FRN 141285

    • CF22 Investment Adviser (Trainee) (23 Jul 2004 to 15 Jul 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.