Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 1 Jan 2025)
    • [FCA CF] Manager of certification employee (since 17 May 2023)
    • [FCA CF] Client dealing (since 17 May 2023)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [FCA CF] Manager of certification employee (7 Dec 2021 to 13 Apr 2023)
    • [FCA CF] Client dealing (4 Jan 2021 to 13 Apr 2023)
    • [FCA CF] Material risk taker (4 Jan 2021 to 13 Apr 2023)
    • [PRA CF] Significant risk taker or Material risk taker (4 Jan 2021 to 13 Apr 2023)
  • Natixis (no longer approved here)

    FRN 206092

    • [FCA CF] Client dealing (20 Apr 2017 to 2 Dec 2020)
    • [FCA CF] Material risk taker (20 Apr 2017 to 2 Dec 2020)
    • [FCA CF] Manager of certification employee (20 Apr 2017 to 2 Dec 2020)
    • [FCA CF] Functions requiring qualifications (20 Apr 2017 to 2 Dec 2020)
  • Imperial Capital (International) LLP (no longer approved here)

    FRN 581374

    • CF30 Customer (17 Aug 2016 to 28 Feb 2017)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF30 Customer (15 Jul 2015 to 6 Mar 2016)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF30 Customer (15 Jul 2015 to 6 Mar 2016)
  • Canadian Imperial Bank of Commerce (no longer approved here)

    FRN 141285

    • CF21 Investment Adviser (4 May 2005 to 6 Mar 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.