Canadian Imperial Bank of Commerce

• Principal Place of Business

  C I B C

  150 Cheapside

  London

  City Of London

  EC2V 6ET

  UNITED KINGDOM

  Phone

  +4402072346000

  Web

  https://www.cibc.com

• Complaints Contact

  C I B C

  150 Cheapside

  London

  City Of London

  EC2V 6ET

  UNITED KINGDOM

  Phone

  +4402072346000

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Duncan John Moore

  IRN DJM01278

  • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Duncan Michael Nolan

  IRN DMN01018

  • CF30 Customer (1 Nov 2007 to 15 Jan 2008)
  • CF21 Investment Adviser (16 May 2007 to 31 Oct 2007)
• Duncan Philip Rule

  IRN DPR01035

  • CF30 Customer (8 Oct 2009 to 14 Nov 2014)
• EDWARD LUKE House

  IRN ELH01013

  • CF30 Customer (1 Nov 2007 to 8 Sep 2008)
  • CF21 Investment Adviser (10 Jul 2006 to 31 Oct 2007)
• Eddie Sahakian Salmassi

  IRN EXS01102

  • CF21 Investment Adviser (23 Feb 2004 to 11 Jul 2006)
  • CF23 Corporate Finance Adviser (1 Dec 2001 to 23 Feb 2004)
• Edouard Jean Pillot

  IRN EXP01072

  • CF21 Investment Adviser (13 Jun 2003 to 28 Feb 2006)
• Eduardo Montero Larraz

  IRN EXM01131

  • CF30 Customer (5 Mar 2012 to 6 Mar 2016)
• Edward John Rastall Dickinson

  IRN EJD01036

  • CF30 Customer (1 Nov 2007 to 9 Mar 2008)
  • CF21 Investment Adviser (23 Nov 2006 to 31 Oct 2007)
• Edward L Dodig

  IRN ELD01029

  • CF3 Chief Executive (14 Sep 2011 to 4 Jul 2014)
• Edward Stuart Judd

  IRN ESJ01007

  • CF21 Investment Adviser (15 Jun 2004 to 4 Sep 2007)
  • CF23 Corporate Finance Adviser (1 Dec 2001 to 15 Jun 2004)

No changes recorded yet.