Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Protean Capital LLP (no longer approved here)

    FRN 593439

    • [FCA CF] Client dealing (29 Mar 2023 to 3 May 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 May 2024)
    • CF30 Customer (2 Sep 2019 to 8 Dec 2019)
  • Canadian Imperial Bank of Commerce (no longer approved here)

    FRN 141285

    • CF30 Customer (5 Mar 2012 to 6 Mar 2016)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (8 Jul 2010 to 30 Nov 2011)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (1 Dec 2001 to 13 Apr 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.