Protean Capital LLP

• Principal Place of Business

  Protean Capital LLP

  Hazlewood House

  53 New Oxford Street

  London

  Camden

  WC1A 1BL

  UNITED KINGDOM

  Phone

  +4402071834864

  Web

  https://protean-capital.com

• Complaints Contact

  Protean Capital LLP

  Hazelwood House

  53 New Oxford Street

  London

  WC1A 1BL

  UNITED KINGDOM

  Phone

  +4402071834864

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• . Bob & Bernhard Limited

  IRN XXB01148

  • CF4 Partner (28 Apr 2014 to 2 Sep 2014)
• . EGHEAD Limited

  IRN XXE01091

  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (1 Nov 2013 to 8 Dec 2019)
• . FLV Services Limited

  IRN XXF01087

  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (1 Nov 2013 to 8 Dec 2019)
• Adrian Anthony Messina

  IRN AAM00005

  • CF30 Customer (20 Jun 2016 to 21 May 2018)
• Andrew Halford

  IRN AXH01264

  • CF30 Customer (4 Mar 2015 to 8 Dec 2019)
• Christopher Darbyshire

  IRN CWD01026

  • [FCA CF] Client dealing (17 Jul 2024 to 16 Feb 2026)
  • [FCA CF] Functions requiring qualifications (17 Jul 2024 to 16 Feb 2026)
  • [FCA CF] Significant management (17 Jul 2024 to 18 Jul 2024)
  • [FCA CF] Material risk taker (17 Jul 2024 to 18 Jul 2024)
• Eduardo Montero Larraz

  IRN EXM01131

  • [FCA CF] Client dealing (29 Mar 2023 to 3 May 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 May 2024)
  • CF30 Customer (2 Sep 2019 to 8 Dec 2019)
• Matthew Graham Robinson

  IRN MGR01030

  • CF30 Customer (2 May 2014 to 1 Dec 2014)
• Michael Paul Egerton

  IRN MPE01014

  • 13. Giving personal recommendations on and dealing with derivatives
  • 9A. Advising on P2P agreements
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 3. Giving personal recommendations on derivatives
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 17. Administrative functions in relation to managing investments
  • 15. Operating a collective investment scheme or undertaking the activities of a trustee or depositary of a collective investment scheme
  • 14. Managing investments
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • CF11 Money Laundering Reporting (1 Nov 2013 to 8 Dec 2019)
  • CF10 Compliance Oversight (1 Nov 2013 to 8 Dec 2019)
  • Responsible for Insurance Mediation (1 Nov 2013 to 30 Sep 2018)
  • CF30 Customer (1 Nov 2013 to 8 Dec 2019)
  • CF4 Partner (1 Nov 2013 to 8 Dec 2019)
• Oliver Nicholas Jonas

  IRN OXJ00019

  • [FCA CF] Client dealing (29 Mar 2023 to 20 Apr 2026)
  • [FCA CF] Functions requiring qualifications (30 Apr 2021 to 20 Apr 2026)

No changes recorded yet.