EDWARD LUKE House

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

BMO Capital Markets Limited
FRN 170937
- [FCA CF] Client dealing (since 29 Mar 2021)
- [FCA CF] Material risk taker (29 Mar 2021 to 31 May 2022)
Stifel Nicolaus Europe Limited (no longer approved here)
FRN 190412
- [FCA CF] Manager of certification employee (9 Dec 2019 to 26 Mar 2021)
- [FCA CF] Client dealing (9 Dec 2019 to 26 Mar 2021)
- CF30 Customer (2 Sep 2013 to 8 Dec 2019)
Oppenheimer Europe Ltd. (no longer approved here)
FRN 483856
- CF30 Customer (8 Sep 2008 to 20 Aug 2013)
Canadian Imperial Bank of Commerce (no longer approved here)
FRN 141285
- CF30 Customer (1 Nov 2007 to 8 Sep 2008)
- CF21 Investment Adviser (10 Jul 2006 to 31 Oct 2007)
HSBC Bank Plc (no longer approved here)
FRN 114216
- CF26 Customer Trading (30 Nov 2002 to 30 Jun 2006)
HSBC Global Asset Management (UK) Limited (no longer approved here)
FRN 122335
- CF26 Customer Trading (1 Dec 2001 to 30 Jun 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.