Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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RBC Europe Limited
FRN 124543
- SMF18 Other Overall Responsibility (since 28 Jun 2023)
- [FCA CF] Client dealing (since 3 Apr 2023)
- CF30 Customer (7 Apr 2008 to 6 Mar 2016)
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Royal Bank of Canada
FRN 124783
- SMF22 Other Local Responsibility (since 28 Jun 2023)
- [FCA CF] Significant management (since 7 Mar 2017)
- [FCA CF] Manager of certification employee (since 7 Mar 2017)
- [FCA CF] Material risk taker (since 7 Mar 2017)
- [FCA CF] Client dealing (since 7 Mar 2017)
- CF30 Customer (7 Apr 2008 to 6 Mar 2016)
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- CF30 Customer (1 Nov 2007 to 9 Mar 2008)
- CF21 Investment Adviser (23 Nov 2006 to 31 Oct 2007)
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- CF21 Investment Adviser (4 Mar 2005 to 13 Nov 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.