Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Canadian Imperial Bank of Commerce (no longer approved here)

    FRN 141285

    • SMF16 Compliance Oversight (14 Dec 2018 to 22 Oct 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (14 Dec 2018 to 28 Oct 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.