Dominique Houde

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Opus Corporate Finance LLP
FRN 462554
- [FCA CF] Client dealing (since 7 Sep 2023)
- SMF27 Partner (1 Dec 2023 to 13 Oct 2025)
- [FCA CF] Material risk taker (7 Sep 2023 to 14 Oct 2025)
IMPROVED Corporate Finance UK Ltd (no longer approved here)
FRN 972848
- (4)Employed By (25 Nov 2022 to 1 Aug 2023)
Laven Advisors LLP (no longer approved here)
FRN 447282
- CF30 Customer (30 Mar 2022 to 1 Aug 2023)
- CF1 Director (AR) (30 Mar 2022 to 1 Aug 2023)
AVINGTON FINANCIAL LIMITED (no longer approved here)
FRN 440823
- CF23 Corporate Finance Adviser (22 May 2006 to 31 Jul 2006)
Canadian Imperial Bank of Commerce (no longer approved here)
FRN 141285
- CF23 Corporate Finance Adviser (1 Jul 2003 to 22 Jul 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.