AVINGTON FINANCIAL LIMITED

Date authorised
1 April 2013
Companies House
05572801
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Avington Financial Ltd
    Michelin House
    81 Fulham Road
    London
    Kensington And Chelsea
    SW3 6RD
    UNITED KINGDOM
    Phone
    +4402070168010
    Web
    https://www.avfin.co.uk

  • Complaints Contact

    Avington Financial Ltd
    Michelin House
    81 Fulham Road
    London
    Kensington And Chelsea
    SW3 6RD
    UNITED KINGDOM
    Phone
    +4402070168010

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adam Douglas Moody

    IRN ADM01203

    • CF30 Customer (1 Nov 2007 to 30 Nov 2009)
    • CF23 Corporate Finance Adviser (30 Oct 2007 to 31 Oct 2007)
  • Adam Leon John Palin

    IRN ALP01044

    • CF23 Corporate Finance Adviser (10 Aug 2006 to 2 Mar 2007)
  • Andrew Johnston

    IRN AXJ01428

    • CF30 Customer (27 Jul 2010 to 30 Jun 2013)
  • Andrew Piers Talalla

    IRN APT01046

    • CF30 Customer (1 Nov 2007 to 6 Mar 2015)
    • CF23 Corporate Finance Adviser (15 Mar 2006 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (15 Mar 2006 to 31 Oct 2007)
    • CF3 Chief Executive (15 Mar 2006 to 6 Mar 2015)
    • CF1 Director (15 Mar 2006 to 6 Mar 2015)
  • Brandon Duquette

    IRN BXD01561

    • CF30 Customer (8 May 2017 to 4 Oct 2017)
  • Caroline Mongeau

    IRN CXM02029

    • [FCA CF] Client dealing (since 8 Feb 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (17 Jul 2017 to 8 Dec 2019)
    • CF1 Director (23 Jul 2013 to 8 Dec 2019)
  • Christian Bunte

    IRN CXB02590

    • [FCA CF] Client dealing (since 8 Feb 2021)
    • CF30 Customer (3 Apr 2018 to 8 Dec 2019)
  • Christopher Charles Hume

    IRN CCH01049

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (10 Nov 2006 to 8 Dec 2019)
    • CF10 Compliance Oversight (10 Nov 2006 to 8 Dec 2019)
    • CF13 Finance (5 Jul 2006 to 31 Oct 2007)
  • David Bianchi De Aguiar

    IRN DXB02584

    • CF30 Customer (9 Nov 2015 to 4 Nov 2016)
  • David Charles Mongeau

    IRN DCM01087

    • [FCA CF] Client dealing (since 11 Feb 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (15 Mar 2006 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (15 Mar 2006 to 31 Oct 2007)
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Recent activity

Updates to this firm's record on the FCA register.

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