Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AVINGTON FINANCIAL LIMITED (no longer approved here)

    FRN 440823

    • CF30 Customer (1 Nov 2007 to 6 Mar 2015)
    • CF1 Director (15 Mar 2006 to 6 Mar 2015)
    • CF23 Corporate Finance Adviser (15 Mar 2006 to 31 Oct 2007)
    • CF3 Chief Executive (15 Mar 2006 to 6 Mar 2015)
    • CF8 Apportionment and Oversight (15 Mar 2006 to 31 Oct 2007)
  • Canadian Imperial Bank of Commerce (no longer approved here)

    FRN 141285

    • CF23 Corporate Finance Adviser (26 Mar 2002 to 22 Jul 2005)

Recent activity

Updates to this individual's record on the FCA register.

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