David Charles Mongeau

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AVINGTON FINANCIAL LIMITED

    FRN 440823

    • [FCA CF] Client dealing (since 11 Feb 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (15 Mar 2006 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (15 Mar 2006 to 31 Oct 2007)
  • Canadian Imperial Bank of Commerce (no longer approved here)

    FRN 141285

    • CF23 Corporate Finance Adviser (1 Dec 2001 to 15 Mar 2005)

Recent activity

Updates to this individual's record on the FCA register.

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