Opus Corporate Finance LLP

• Principal Place of Business

  Opus Corporate Finance LLP

  1 Carey Lane

  London

  City Of London

  EC2V 8AE

  UNITED KINGDOM

  Phone

  +4402070253600

  Web

  https://www.opuscf.com

• Complaints Contact

  Opus Corporate Finance LLP

  1 Carey Lane

  London

  City Of London

  EC2V 8AE

  UNITED KINGDOM

  Phone

  +442070253600

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• . Park Place Advisory Limited

  IRN XXP01054

  • CF4 Partner (27 Feb 2007 to 9 Nov 2018)
• Adrian John Haxby

  IRN AJH01245

  • [FCA CF] Client dealing (since 9 Dec 2020)
  • [FCA CF] Material risk taker (since 9 Dec 2020)
  • SMF27 Partner (since 9 Dec 2019)
  • CF30 Customer (30 Oct 2019 to 8 Dec 2019)
  • CF4 Partner (30 Oct 2019 to 8 Dec 2019)
• Ama Safoa Amadi

  IRN AXA00647

  • [FCA CF] Client dealing (11 Oct 2021 to 31 Jul 2024)
• Amir Zafar

  IRN AXZ01081

  • [FCA CF] Client dealing (since 1 Dec 2022)
  • SMF27 Partner (31 Jul 2023 to 1 Oct 2024)
  • [FCA CF] Material risk taker (1 Dec 2022 to 1 Oct 2024)
• Angus Mark Paull Russell

  IRN AMR01063

  • CF4 Partner (20 Jun 2017 to 5 Jul 2018)
  • CF30 Customer (20 Jun 2017 to 5 Jul 2018)
• Ashan Ranasinghe

  IRN AXR02863

  • CF30 Customer (30 Aug 2017 to 4 Oct 2018)
• Barry Howard Saint

  IRN BHS01009

  • CF30 Customer (21 Mar 2011 to 8 Jul 2011)
• Charles Antony Lesser

  IRN CAL01052

  • SMF27 Partner (since 6 Oct 2025)
  • [FCA CF] Material risk taker (since 14 Jul 2025)
  • [FCA CF] Client dealing (since 14 Jul 2025)
• Christopher Ian Carlisle

  IRN CIC01012

  • [FCA CF] Material risk taker (since 9 Dec 2020)
  • [FCA CF] Client dealing (since 9 Dec 2020)
  • SMF27 Partner (since 9 Dec 2019)
  • CF30 Customer (23 Aug 2019 to 8 Dec 2019)
  • CF4 Partner (23 Aug 2019 to 8 Dec 2019)
• Clifford Halvorsen

  IRN CXH00529

  • [FCA CF] Client dealing (since 22 Jul 2022)

• William John Craven (no longer appointed)

  FRN 527941 · Appointed 15 Jul 2010 · Until 30 Nov 2010

No changes recorded yet.