Amir Zafar

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Opus Corporate Finance LLP
FRN 462554
- [FCA CF] Client dealing (since 1 Dec 2022)
- SMF27 Partner (31 Jul 2023 to 1 Oct 2024)
- [FCA CF] Material risk taker (1 Dec 2022 to 1 Oct 2024)
Wells Fargo Securities International Limited (no longer approved here)
FRN 186745
- CF30 Customer (17 Jul 2013 to 8 Dec 2019)
Wells Fargo Bank, National Association (no longer approved here)
FRN 456183
- CF30 Customer (17 Jul 2013 to 7 May 2014)
NatWest Markets Plc (no longer approved here)
FRN 121882
- CF30 Customer (21 Feb 2011 to 19 Oct 2012)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.