Opus Corporate Finance LLP

• Principal Place of Business

  Opus Corporate Finance LLP

  1 Carey Lane

  London

  City Of London

  EC2V 8AE

  UNITED KINGDOM

  Phone

  +4402070253600

  Web

  https://www.opuscf.com

• Complaints Contact

  Opus Corporate Finance LLP

  1 Carey Lane

  London

  City Of London

  EC2V 8AE

  UNITED KINGDOM

  Phone

  +442070253600

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Clifford Longdon Halvorsen

  IRN CLH01033

  • CF30 Customer (10 Oct 2012 to 8 Dec 2019)
• Colin Gordon Christie

  IRN CGC01032

  • [FCA CF] Client dealing (since 9 Dec 2020)
  • [FCA CF] Material risk taker (9 Dec 2020 to 3 Apr 2024)
  • SMF27 Partner (9 Dec 2019 to 3 Apr 2024)
  • CF4 Partner (3 Jul 2018 to 8 Dec 2019)
  • CF30 Customer (3 Jul 2018 to 8 Dec 2019)
• Craig Andrew Humphrey

  IRN CAH01108

  • CF30 Customer (2 Apr 2019 to 8 Dec 2019)
• Craig Jordan Hassall

  IRN CJH01410

  • CF30 Customer (30 Jan 2017 to 3 Jul 2019)
• Daniel Barley

  IRN DXB00329

  • [FCA CF] Client dealing (since 9 Dec 2020)
• Daren John Morris

  IRN DJM01370

  • CF4 Partner (31 Oct 2014 to 11 Jul 2017)
  • CF30 Customer (31 Oct 2014 to 11 Jul 2017)
• Dilesh Patel

  IRN DXP00308

  • [FCA CF] Client dealing (since 6 Apr 2021)
• Dominique Houde

  IRN DXH01319

  • [FCA CF] Client dealing (since 7 Sep 2023)
  • SMF27 Partner (1 Dec 2023 to 13 Oct 2025)
  • [FCA CF] Material risk taker (7 Sep 2023 to 14 Oct 2025)
• Edward Martin Williamson

  IRN EXW00264

  • [FCA CF] Client dealing (17 Jan 2024 to 16 Jan 2026)
• Edward William Batchelor

  IRN EXB00334

  • [FCA CF] Client dealing (since 4 Apr 2023)

• William John Craven (no longer appointed)

  FRN 527941 · Appointed 15 Jul 2010 · Until 30 Nov 2010

No changes recorded yet.