Opus Corporate Finance LLP

• Principal Place of Business

  Opus Corporate Finance LLP

  1 Carey Lane

  London

  City Of London

  EC2V 8AE

  UNITED KINGDOM

  Phone

  +4402070253600

  Web

  https://www.opuscf.com

• Complaints Contact

  Opus Corporate Finance LLP

  1 Carey Lane

  London

  City Of London

  EC2V 8AE

  UNITED KINGDOM

  Phone

  +442070253600

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Ethan Joshua Hughes

  IRN EXH00262

  • [FCA CF] Client dealing (since 3 Apr 2023)
• Finnian Xavier O'Driscoll

  IRN FXO01158

  • CF30 Customer (22 Jun 2015 to 5 Jul 2018)
• Frederick James Henry Foster

  IRN FXF00061

  • [FCA CF] Client dealing (since 21 Jun 2023)
• Garth David Shephard

  IRN GDS01058

  • CF30 Customer (1 Nov 2007 to 20 Jul 2018)
  • CF11 Money Laundering Reporting (27 Feb 2007 to 9 Nov 2018)
  • CF4 Partner (27 Feb 2007 to 9 Nov 2018)
  • CF23 Corporate Finance Adviser (27 Feb 2007 to 31 Oct 2007)
• Genevieve Eleanore Marcar

  IRN GEM01058

  • CF30 Customer (19 Jan 2009 to 21 Sep 2012)
• Iain Clarke

  IRN IXC00094

  • SMF27 Partner (since 26 Jan 2022)
  • [FCA CF] Material risk taker (since 1 Apr 2021)
  • [FCA CF] Client dealing (since 1 Apr 2021)
• Jeol Miller

  IRN JXM01133

  • [FCA CF] Client dealing (3 Aug 2022 to 7 Sep 2022)
• Joanna Chen

  IRN JXC00421

  • [FCA CF] Client dealing (9 Dec 2020 to 1 Oct 2021)
• Joel Ewan Miller

  IRN JXM04300

  • [FCA CF] Client dealing (since 24 Jun 2025)
• John Anthony Martin McElroy

  IRN JAM01151

  • [FCA CF] Client dealing (since 9 Dec 2020)
  • [FCA CF] Material risk taker (since 9 Dec 2020)
  • SMF27 Partner (since 9 Dec 2019)
  • CF30 Customer (23 Jul 2008 to 8 Dec 2019)
  • CF4 Partner (23 Jul 2008 to 8 Dec 2019)

• William John Craven (no longer appointed)

  FRN 527941 · Appointed 15 Jul 2010 · Until 30 Nov 2010

No changes recorded yet.