Opus Corporate Finance LLP

• Principal Place of Business

  Opus Corporate Finance LLP

  1 Carey Lane

  London

  City Of London

  EC2V 8AE

  UNITED KINGDOM

  Phone

  +4402070253600

  Web

  https://www.opuscf.com

• Complaints Contact

  Opus Corporate Finance LLP

  1 Carey Lane

  London

  City Of London

  EC2V 8AE

  UNITED KINGDOM

  Phone

  +442070253600

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• John Craven

  IRN WJC01039

  • CF30 Customer (12 Jul 2010 to 30 Nov 2010)
• Joseph Roberts

  IRN JXR02310

  • [FCA CF] Client dealing (9 Dec 2020 to 3 Nov 2023)
  • CF30 Customer (4 Jul 2016 to 8 Dec 2019)
• Keegan Harris

  IRN KXH23688

  • [FCA CF] Client dealing (9 Dec 2020 to 5 Aug 2022)
  • CF30 Customer (13 Nov 2019 to 8 Dec 2019)
• Malcolm James Strang

  IRN MJS01329

  • [FCA CF] Client dealing (since 9 Dec 2020)
  • [FCA CF] Material risk taker (9 Dec 2020 to 22 Jan 2024)
  • SMF27 Partner (9 Dec 2019 to 23 Jan 2024)
  • CF4 Partner (4 Nov 2011 to 8 Dec 2019)
  • CF30 Customer (4 Nov 2011 to 8 Dec 2019)
• Malcolm Le May

  IRN MJL01174

  • SMF27 Partner (9 Dec 2019 to 14 Oct 2021)
  • CF30 Customer (30 Jul 2015 to 8 Dec 2019)
  • CF4 Partner (30 Jul 2015 to 8 Dec 2019)
• Maria Hakam

  IRN MXH00799

  • [FCA CF] Client dealing (11 Oct 2021 to 2 Nov 2022)
• Maria Martinez-Rubio

  IRN MXM02675

  • CF30 Customer (10 Jan 2011 to 31 Mar 2013)
• Mark Kirby Speller

  IRN MKS01029

  • CF30 Customer (21 Mar 2012 to 29 Jan 2019)
• Mark Stewart Peter Bannister

  IRN MSB01173

  • CF30 Customer (21 Jan 2013 to 19 Jan 2017)
• Michael Julian Lacey-Solymar

  IRN MJL01131

  • CF30 Customer (7 Jun 2012 to 8 Dec 2019)

• William John Craven (no longer appointed)

  FRN 527941 · Appointed 15 Jul 2010 · Until 30 Nov 2010

No changes recorded yet.