Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 9 Dec 2020)
    • [FCA CF] Material risk taker (9 Dec 2020 to 22 Jan 2024)
    • SMF27 Partner (9 Dec 2019 to 23 Jan 2024)
    • CF30 Customer (4 Nov 2011 to 8 Dec 2019)
    • CF4 Partner (4 Nov 2011 to 8 Dec 2019)
  • Corbett Keeling Limited (no longer approved here)

    FRN 163587

    • CF30 Customer (18 Sep 2009 to 28 Sep 2011)
  • Numis Securities Limited (no longer approved here)

    FRN 144822

    • CF23 Corporate Finance Adviser (13 Sep 2004 to 3 Jun 2005)
    • CF1 Director (13 Sep 2004 to 3 Jun 2005)
  • KPMG LLP (no longer approved here)

    FRN 210513

    • CF23 Corporate Finance Adviser (2 May 2002 to 8 Apr 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.