Corbett Keeling Limited

Date authorised
1 April 2013
Companies House
02811619
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Corbett Keeling Ltd
    8 Angel Court
    Copthall Avenue
    London
    City Of London
    EC2R 7HP
    UNITED KINGDOM
    Phone
    +4402076266266
    Web
    https://corbettkeeling.com

  • Complaints Contact

    Corbett Keeling Ltd
    8 Angel Court
    Copthall Avenue
    London
    City Of London
    EC2R 7HP
    UNITED KINGDOM
    Phone
    +442076266266

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Malcolm

    IRN AXM04840

    • CF30 Customer (25 May 2017 to 21 Mar 2018)
  • Basil Thomas Richard Scruby

    IRN BTS01011

    • CF23 Corporate Finance Adviser (1 Oct 2003 to 14 Apr 2005)
  • Douglas Blausten

    IRN DXB00001

    • CF2 Non Executive Director (10 Nov 2010 to 28 Sep 2011)
  • Emma Keeling

    IRN EXK01392

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (28 Jun 2016 to 8 Dec 2019)
  • Gary Joseph Rimmer

    IRN GJR01057

    • CF21 Investment Adviser (1 Dec 2001 to 9 Jul 2002)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 9 Jul 2002)
  • Gerald Vincent Bodenham Thompson

    IRN GVT01003

    • CF30 Customer (1 Nov 2007 to 20 May 2009)
    • CF23 Corporate Finance Adviser (20 Feb 2007 to 31 Oct 2007)
  • Harry Knight

    IRN HXK01580

    • [FCA CF] Client dealing (since 30 Mar 2021)
    • CF30 Customer (16 Jun 2016 to 8 Dec 2019)
  • James Drysdale Buchanan McGrigor

    IRN JDM01142

    • CF30 Customer (1 Nov 2007 to 28 Sep 2011)
    • CF23 Corporate Finance Adviser (7 Aug 2003 to 31 Oct 2007)
  • James Septimus Keeling

    IRN JSK01020

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 13 Oct 2003)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF3 Chief Executive (1 Dec 2001 to 8 Dec 2019)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
    • CF10 Compliance Oversight (1 Dec 2001 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 8 Dec 2019)
  • John Anthony Herring

    IRN JAH01181

    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (2 Sep 2003 to 31 Oct 2007)
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Recent activity

Updates to this firm's record on the FCA register.

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