Opus Corporate Finance LLP

• Principal Place of Business

  Opus Corporate Finance LLP

  1 Carey Lane

  London

  City Of London

  EC2V 8AE

  UNITED KINGDOM

  Phone

  +4402070253600

  Web

  https://www.opuscf.com

• Complaints Contact

  Opus Corporate Finance LLP

  1 Carey Lane

  London

  City Of London

  EC2V 8AE

  UNITED KINGDOM

  Phone

  +442070253600

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Michael Mizon

  IRN MXM04254

  • [FCA CF] Client dealing (since 9 Dec 2020)
  • CF30 Customer (12 Aug 2017 to 8 Dec 2019)
• Michelle Devine

  IRN MXD02077

  • CF30 Customer (23 Apr 2014 to 21 Jul 2016)
• Mukhtarr Darboe

  IRN MXD00595

  • [FCA CF] Client dealing (15 Feb 2023 to 24 Apr 2024)
• Nicholos James Hellyer

  IRN NRH01035

  • CF30 Customer (25 Aug 2017 to 29 Jan 2019)
• Nigel Peter McNelly

  IRN NPM01034

  • [FCA CF] Material risk taker (since 9 Dec 2020)
  • [FCA CF] Client dealing (since 9 Dec 2020)
  • SMF27 Partner (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 23 Oct 2025)
  • SMF16 Compliance Oversight (9 Dec 2019 to 23 Oct 2025)
  • CF11 Money Laundering Reporting (17 May 2019 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (27 Feb 2007 to 31 Oct 2007)
  • CF23 Corporate Finance Adviser (27 Feb 2007 to 31 Oct 2007)
  • CF10 Compliance Oversight (27 Feb 2007 to 8 Dec 2019)
  • CF4 Partner (27 Feb 2007 to 8 Dec 2019)
• Olivia Greta Rossdale

  IRN OXS01147

  • CF30 Customer (9 May 2011 to 17 Feb 2014)
• Per Regnarsson

  IRN PXR01207

  • CF30 Customer (14 Aug 2018 to 3 Jul 2019)
  • CF4 Partner (14 Aug 2018 to 17 Sep 2019)
• Peter John Thickett

  IRN PJT01067

  • CF4 Partner (3 Apr 2009 to 19 Jan 2010)
  • CF30 Customer (3 Apr 2009 to 19 Jan 2010)
• Richard South Morse

  IRN RSM01052

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2025)
  • SMF16 Compliance Oversight (since 9 Dec 2025)
  • [FCA CF] Client dealing (since 9 Dec 2020)
  • [FCA CF] Material risk taker (since 9 Dec 2020)
  • SMF27 Partner (since 9 Dec 2019)
  • CF30 Customer (12 Nov 2012 to 8 Dec 2019)
  • CF4 Partner (12 Nov 2012 to 8 Dec 2019)
• Rory Morgan

  IRN RXM00294

  • [FCA CF] Client dealing (9 Dec 2020 to 9 Jul 2021)

• William John Craven (no longer appointed)

  FRN 527941 · Appointed 15 Jul 2010 · Until 30 Nov 2010

No changes recorded yet.