Opus Corporate Finance LLP

• Principal Place of Business

  Opus Corporate Finance LLP

  1 Carey Lane

  London

  City Of London

  EC2V 8AE

  UNITED KINGDOM

  Phone

  +4402070253600

  Web

  https://www.opuscf.com

• Complaints Contact

  Opus Corporate Finance LLP

  1 Carey Lane

  London

  City Of London

  EC2V 8AE

  UNITED KINGDOM

  Phone

  +442070253600

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Rupert Anthony Winckler

  IRN RAW01150

  • CF30 Customer (12 Aug 2017 to 5 Jul 2018)
• Simona Griniute

  IRN SXG00219

  • [FCA CF] Significant management (since 9 Dec 2020)
• Stephen Barry Parker

  IRN SBP01029

  • CF30 Customer (3 Apr 2019 to 8 Dec 2019)
• Stuart Edward Schofield

  IRN SES01058

  • SMF27 Partner (since 9 Dec 2021)
  • [FCA CF] Client dealing (since 9 Dec 2020)
  • [FCA CF] Material risk taker (since 9 Dec 2020)
  • CF30 Customer (22 Aug 2008 to 8 Dec 2019)
• Susanna Frances Davies

  IRN SFD01009

  • [FCA CF] Client dealing (since 15 Sep 2021)
  • [FCA CF] Material risk taker (since 15 Sep 2021)
  • SMF27 Partner (since 9 Dec 2019)
  • CF30 Customer (16 Jan 2009 to 8 Dec 2019)
  • CF4 Partner (3 Oct 2007 to 8 Dec 2019)
• Sylvester Lewis

  IRN SXL20473

  • CF30 Customer (20 Sep 2019 to 8 Dec 2019)
• Thalia Ilsen Nunn

  IRN TXI20524

  • [FCA CF] Client dealing (9 Dec 2020 to 28 Feb 2026)
  • CF30 Customer (18 Sep 2019 to 8 Dec 2019)
• Thomas Rahman

  IRN TXR00066

  • [FCA CF] Client dealing (since 25 Jan 2021)

• William John Craven (no longer appointed)

  FRN 527941 · Appointed 15 Jul 2010 · Until 30 Nov 2010

No changes recorded yet.