Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Opus Corporate Finance LLP
FRN 462554
- [FCA CF] Material risk taker (since 15 Sep 2021)
- [FCA CF] Client dealing (since 15 Sep 2021)
- SMF27 Partner (since 9 Dec 2019)
- CF30 Customer (16 Jan 2009 to 8 Dec 2019)
- CF4 Partner (3 Oct 2007 to 8 Dec 2019)
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- CF2 Non Executive Director (17 Jan 2019 to 8 Dec 2019)
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- Director of firm who is not a certification employee or a SMF manager (10 Dec 2018 to 28 Jun 2023)
- CF2 Non Executive Director (8 Sep 2014 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.