Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Opus Corporate Finance LLP (no longer approved here)

    FRN 462554

    • CF30 Customer (12 Aug 2017 to 5 Jul 2018)
  • Sturgeon Ventures LLP (no longer approved here)

    FRN 452811

    • CF30 Customer (24 Jun 2017 to 15 Mar 2018)
  • Canaccord Genuity Limited (no longer approved here)

    FRN 182011

    • CF30 Customer (14 Apr 2016 to 9 Mar 2017)
  • PIPER SANDLER LTD. (no longer approved here)

    FRN 191657

    • CF30 Customer (1 Nov 2007 to 12 Apr 2016)
    • CF23 Corporate Finance Adviser (19 Apr 2006 to 31 Oct 2007)
  • ING Bank N.V. (no longer approved here)

    FRN 124940

    • CF23 Corporate Finance Adviser (27 Sep 2004 to 14 Mar 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.