Christopher Ian Carlisle

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Opus Corporate Finance LLP

    FRN 462554

    • [FCA CF] Client dealing (since 9 Dec 2020)
    • [FCA CF] Material risk taker (since 9 Dec 2020)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (23 Aug 2019 to 8 Dec 2019)
    • CF30 Customer (23 Aug 2019 to 8 Dec 2019)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (16 Jun 2011 to 6 Mar 2016)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (1 Dec 2001 to 7 Jul 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.