Canaccord Genuity Limited

• Principal Place of Business

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

  Web

  https://www.cgf.com

• Complaints Contact

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

• Investment Advice (no pensions)

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Michael James Murphy

  IRN MJM01485

  • CF30 Customer (26 Mar 2012 to 22 Oct 2012)
• Michael John Calverly Robertson

  IRN MJR01164

  • CF30 Customer (1 Nov 2007 to 11 Jun 2012)
  • CF21 Investment Adviser (19 Oct 2005 to 31 Oct 2007)
• Michael John Cuthbert

  IRN MJC01231

  • CF30 Customer (26 Mar 2012 to 11 Nov 2015)
• Michael John Daniels

  IRN MJD01160

  • CF21 Investment Adviser (20 Dec 2001 to 6 Dec 2002)
• Michael John Eric Brown

  IRN MJB01668

  • CF30 Customer (23 Mar 2009 to 4 May 2010)
• Michael John Sherry

  IRN MJS01244

  • CF16 Significant Mgt (Desgntd Investment Business) (5 Aug 2004 to 8 Nov 2006)
  • CF26 Customer Trading (1 Dec 2001 to 23 Mar 2006)
  • CF21 Investment Adviser (1 Dec 2001 to 8 Nov 2006)
• Michael Joseph Murray

  IRN MJM01167

  • CF30 Customer (23 Mar 2009 to 5 Dec 2011)
• Michael Matthias Aslett

  IRN MMA01010

  • CF21 Investment Adviser (3 Nov 2005 to 6 Jul 2006)
• Michael Murphy

  IRN MAM01104

  • CF30 Customer (16 Jul 2009 to 17 Mar 2010)
• Michael O'Brien

  IRN MXO01094

  • CF30 Customer (1 Nov 2007 to 4 Oct 2013)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

No changes recorded yet.