Michael Matthias Aslett

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Northern Trust Securities LLP (no longer approved here)

    FRN 465131

    • CF4 Partner (11 Aug 2009 to 10 Aug 2011)
    • CF30 Customer (1 Nov 2007 to 30 Aug 2013)
    • CF21 Investment Adviser (12 Jul 2007 to 31 Oct 2007)
  • Canaccord Genuity Limited (no longer approved here)

    FRN 182011

    • CF21 Investment Adviser (3 Nov 2005 to 6 Jul 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.