Michael John Cuthbert

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Oberon Investments Limited
FRN 124885
- SMF9 Chair of the Governing Body (since 29 Apr 2025)
Zeus Capital Limited (no longer approved here)
FRN 224621
- [FCA CF] Client dealing (25 Mar 2020 to 31 Dec 2022)
- [FCA CF] Manager of certification employee (25 Mar 2020 to 1 Jun 2022)
- CF30 Customer (10 Dec 2015 to 8 Dec 2019)
Canaccord Genuity Limited (no longer approved here)
FRN 182011
- CF30 Customer (26 Mar 2012 to 11 Nov 2015)
ING Bank N.V. (no longer approved here)
FRN 124940
- CF21 Investment Adviser (29 Jan 2002 to 2 Oct 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.