Michael O'Brien

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Fundsmith LLP

    FRN 523102

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (31 Mar 2020 to 6 Dec 2022)
    • CF30 Customer (4 Nov 2013 to 8 Dec 2019)
  • Canaccord Genuity Limited (no longer approved here)

    FRN 182011

    • CF30 Customer (1 Nov 2007 to 4 Oct 2013)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.