Canaccord Genuity Limited

• Principal Place of Business

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

  Web

  https://www.cgf.com

• Complaints Contact

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

• Investment Advice (no pensions)

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Michael Peter Rajpaul Kaladeen

  IRN MPK01047

  • CF30 Customer (17 Jul 2014 to 13 Jul 2015)
• Michael Reynolds

  IRN MGR01081

  • CF30 Customer (16 Aug 2017 to 14 Mar 2019)
• Michael Wallace Burt

  IRN MWB01082

  • CF21 Investment Adviser (6 May 2004 to 11 Feb 2005)
• Michel Hogan

  IRN MXH02164

  • CF30 Customer (26 Mar 2012 to 30 Sep 2018)
• Michelle Anne Thomas

  IRN MXT00417

  • [FCA CF] Client dealing (since 29 May 2023)
  • [FCA CF] Client dealing (18 Aug 2022 to 12 May 2023)
• Miikka Markus Haromo

  IRN MHH01017

  • CF21 Investment Adviser (23 May 2005 to 15 Jun 2007)
• Milan Solanki

  IRN MAS01389

  • CF30 Customer (15 Nov 2012 to 3 Jun 2015)
• Miles Tudor Peter Stuart-William

  IRN MTS01049

  • CF30 Customer (26 Mar 2012 to 3 May 2017)
• Minal Yogheschandra Patel

  IRN MXP00489

  • [FCA CF] Client dealing (5 Jan 2022 to 23 Aug 2024)
• Ming Zhu

  IRN MXZ01173

  • CF30 Customer (20 Oct 2011 to 1 Apr 2016)

No changes recorded yet.