Miles Tudor Peter Stuart-William

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Equiniti Financial Services Limited (no longer approved here)
FRN 468631
- [FCA CF] Material risk taker (1 Feb 2022 to 19 Apr 2023)
- [FCA CF] Client dealing (1 Feb 2021 to 30 Apr 2024)
- CF30 Customer (1 Feb 2018 to 8 Dec 2019)
Canaccord Genuity Limited (no longer approved here)
FRN 182011
- CF30 Customer (26 Mar 2012 to 3 May 2017)
HSBC Bank Plc (no longer approved here)
FRN 114216
- CF21 Investment Adviser (30 Nov 2002 to 19 Sep 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.