Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 5 Oct 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (20 Aug 2007 to 31 Oct 2007)
    • CF4 Partner (21 Mar 2006 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (21 Mar 2006 to 8 Dec 2019)
    • CF21 Investment Adviser (21 Mar 2006 to 31 Oct 2007)
  • ACCEPTY TECHNOLOGY LTD (no longer approved here)

    FRN 839295

    • CF2 Non Executive Director (11 Sep 2019 to 8 Dec 2019)
  • Canaccord Genuity Limited (no longer approved here)

    FRN 182011

    • CF21 Investment Adviser (6 May 2004 to 11 Feb 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.