Promethean Investments LLP

Date authorised
1 April 2013
Companies House
OC313455
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    112 George Street
    Edinburgh
    Midlothian
    EH2 4LH
    UNITED KINGDOM
    Phone
    +4402072483425
    Web
    https://www.prometheaninvestments.com

  • Complaints Contact

    112 George Street
    Edinburgh
    Midlothian
    EH2 4LH
    UNITED KINGDOM
    Phone
    +4402072483425

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • . Promethean Plc

    IRN XXP01036

    • CF4 Partner (21 Mar 2006 to 15 May 2012)
  • Alexander Andrew Flockhart

    IRN AAF01038

    • CF4 Partner (1 Nov 2012 to 11 Jan 2019)
    • CF30 Customer (1 Nov 2012 to 11 Jan 2019)
  • Angus Moncrieff Burt

    IRN AMB01329

    • [FCA CF] Client dealing (since 5 Oct 2022)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF10 Compliance Oversight (15 Mar 2018 to 8 Dec 2019)
    • CF4 Partner (25 Jan 2016 to 8 Dec 2019)
    • CF30 Customer (1 Jan 2013 to 8 Dec 2019)
  • Archibald Bound

    IRN AXB04221

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (10 Sep 2018 to 8 Dec 2019)
  • Gaurav Burman

    IRN GXB01602

    • CF4 Partner (21 Mar 2006 to 3 Sep 2008)
  • Hamish Jonathan Burt

    IRN HJB01063

    • CF10 Compliance Oversight (2 May 2012 to 27 Jun 2014)
    • CF4 Partner (13 Mar 2012 to 4 Jul 2014)
    • CF30 Customer (17 Jun 2008 to 4 Jul 2014)
  • Jonathan George David Wells

    IRN JGW01092

    • CF4 Partner (25 Jan 2016 to 30 Mar 2017)
    • CF30 Customer (16 Mar 2015 to 30 Mar 2017)
  • Michael Thomas Biddulph

    IRN MTB01024

    • CF30 Customer (1 Nov 2007 to 1 Oct 2010)
    • CF21 Investment Adviser (21 Mar 2006 to 31 Oct 2007)
    • CF27 Investment Management (21 Mar 2006 to 31 Oct 2007)
    • CF4 Partner (21 Mar 2006 to 1 Oct 2010)
  • Michael Wallace Burt

    IRN MWB01082

    • [FCA CF] Client dealing (since 5 Oct 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (20 Aug 2007 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (21 Mar 2006 to 8 Dec 2019)
    • CF21 Investment Adviser (21 Mar 2006 to 31 Oct 2007)
    • CF4 Partner (21 Mar 2006 to 8 Dec 2019)
  • Peter Alexander Burt

    IRN PAB01220

    • CF30 Customer (20 Jun 2008 to 27 Nov 2017)
    • CF10 Compliance Oversight (30 Jan 2008 to 8 May 2012)
    • CF3 Chief Executive (21 Mar 2006 to 27 Nov 2017)
    • CF4 Partner (21 Mar 2006 to 27 Nov 2017)
    • CF8 Apportionment and Oversight (21 Mar 2006 to 31 Oct 2007)
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Recent activity

Updates to this firm's record on the FCA register.

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