Alexander Andrew Flockhart

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Oxford Capital Partners LLP (no longer approved here)
FRN 585981
- Director of firm who is not a certification employee or a SMF manager (27 Nov 2020 to 19 Oct 2022)
Promethean Investments LLP (no longer approved here)
FRN 441847
- CF30 Customer (1 Nov 2012 to 11 Jan 2019)
- CF4 Partner (1 Nov 2012 to 11 Jan 2019)
HSBC Bank Plc (no longer approved here)
FRN 114216
- CF2 Non Executive Director (30 Apr 2012 to 31 Jul 2012)
- CF1 Director (1 Jun 2010 to 30 Apr 2012)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.