Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF10a CASS Oversight function (15 Jun 2017 to 17 Nov 2017)
    • CF10 Compliance Oversight (15 Jun 2017 to 17 Nov 2017)
    • CF30 Customer (11 Apr 2017 to 8 Dec 2019)
    • CF4 Partner (11 Apr 2017 to 8 Dec 2019)
  • Promethean Investments LLP (no longer approved here)

    FRN 441847

    • CF30 Customer (1 Nov 2007 to 1 Oct 2010)
    • CF27 Investment Management (21 Mar 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (21 Mar 2006 to 31 Oct 2007)
    • CF4 Partner (21 Mar 2006 to 1 Oct 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.