Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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August Equity LLP
FRN 458635
- SMF27 Partner (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF10a CASS Oversight function (15 Jun 2017 to 17 Nov 2017)
- CF10 Compliance Oversight (15 Jun 2017 to 17 Nov 2017)
- CF30 Customer (11 Apr 2017 to 8 Dec 2019)
- CF4 Partner (11 Apr 2017 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 1 Oct 2010)
- CF27 Investment Management (21 Mar 2006 to 31 Oct 2007)
- CF21 Investment Adviser (21 Mar 2006 to 31 Oct 2007)
- CF4 Partner (21 Mar 2006 to 1 Oct 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.