Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Promethean Investments LLP (no longer approved here)

    FRN 441847

    • CF30 Customer (20 Jun 2008 to 27 Nov 2017)
    • CF10 Compliance Oversight (30 Jan 2008 to 8 May 2012)
    • CF8 Apportionment and Oversight (21 Mar 2006 to 31 Oct 2007)
    • CF3 Chief Executive (21 Mar 2006 to 27 Nov 2017)
    • CF4 Partner (21 Mar 2006 to 27 Nov 2017)
  • Gleacher Shacklock LLP (no longer approved here)

    FRN 211989

    • CF4 Partner (3 Mar 2004 to 5 Apr 2008)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF1 Director (1 Dec 2001 to 6 Jan 2003)
  • Capital Bank Plc (no longer approved here)

    FRN 201944

    • CF2 Non Executive Director (1 Dec 2001 to 6 Jan 2003)

Recent activity

Updates to this individual's record on the FCA register.

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