Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (20 Jun 2008 to 27 Nov 2017)
- CF10 Compliance Oversight (30 Jan 2008 to 8 May 2012)
- CF8 Apportionment and Oversight (21 Mar 2006 to 31 Oct 2007)
- CF3 Chief Executive (21 Mar 2006 to 27 Nov 2017)
- CF4 Partner (21 Mar 2006 to 27 Nov 2017)
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- CF4 Partner (3 Mar 2004 to 5 Apr 2008)
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- CF1 Director (1 Dec 2001 to 6 Jan 2003)
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- CF2 Non Executive Director (1 Dec 2001 to 6 Jan 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.