Canaccord Genuity Limited

• Principal Place of Business

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

  Web

  https://www.cgf.com

• Complaints Contact

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

• Investment Advice (no pensions)

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Miranda Juliana Manoukian

  IRN MJD01211

  • CF30 Customer (24 May 2017 to 24 Aug 2017)
• Monica Irene Kras

  IRN MIK01033

  • [FCA CF] Client dealing (9 Dec 2020 to 12 Dec 2022)
  • CF30 Customer (6 Feb 2015 to 8 Dec 2019)
• Morgan Louis Peter Ward

  IRN MLW01088

  • CF30 Customer (12 Jan 2015 to 1 Apr 2016)
• Muhamad Hussein Mirza

  IRN MHM01072

  • CF30 Customer (18 Dec 2012 to 21 Jul 2016)
• Murelli Sooriyakumar

  IRN MXS05196

  • [FCA CF] Client dealing (since 8 Dec 2024)
• Murray Robert Jacobson

  IRN MRJ01039

  • CF30 Customer (1 Nov 2007 to 15 Jul 2009)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Mustapha Kamal Omar

  IRN MXO01074

  • CF21 Investment Adviser (1 Dec 2001 to 9 Jun 2005)
• NEIL GARETH Elliot

  IRN NGE01008

  • CF30 Customer (19 Aug 2013 to 10 Mar 2015)
• NIKOLAI MARCO LYSIUK

  IRN NML01036

  • [FCA CF] Client dealing (17 Jan 2022 to 21 Oct 2024)
• Nan Rogers

  IRN NXR01072

  • CF30 Customer (14 Jun 2010 to 9 Jun 2011)

No changes recorded yet.