Canaccord Genuity Limited

• Principal Place of Business

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

  Web

  https://www.cgf.com

• Complaints Contact

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

• Investment Advice (no pensions)

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Nancy Zhang

  IRN NXZ01023

  • CF30 Customer (13 Nov 2012 to 20 Aug 2014)
• Naseer Ahmed Dean

  IRN NXD01076

  • CF30 Customer (25 Jun 2013 to 14 Mar 2016)
• Navid Malik

  IRN NXM01182

  • CF30 Customer (1 Nov 2007 to 9 Jun 2008)
  • CF21 Investment Adviser (19 Jan 2005 to 31 Oct 2007)
• Neha Ramchandani

  IRN NXR00367

  • [FCA CF] Client dealing (since 4 Aug 2025)
• Neil Adam Brierley

  IRN NAB01088

  • CF30 Customer (14 Jul 2008 to 24 Jun 2019)
• Neil Mark Sheridan

  IRN NMS01035

  • [FCA CF] Client dealing (since 9 Dec 2020)
  • CF30 Customer (11 Aug 2008 to 8 Dec 2019)
• Neil McLean Smeaton

  IRN NMS01046

  • CF27 Investment Management (24 Jun 2003 to 22 Dec 2004)
  • CF21 Investment Adviser (24 Jun 2003 to 22 Dec 2004)
• Neil Michael Darke

  IRN NMD01016

  • Responsible for Insurance Mediation (20 Mar 2009 to 10 Jul 2013)
  • CF29 Significant management (1 Nov 2007 to 13 Aug 2013)
  • CF30 Customer (1 Nov 2007 to 10 Jul 2013)
  • CF1 Director (25 Oct 2004 to 22 Mar 2012)
  • CF16 Significant Mgt (Desgntd Investment Business) (5 Aug 2004 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Nereide Elizabeth Fox

  IRN NEF01009

  • CF30 Customer (2 Jun 2008 to 17 Dec 2008)
• Nicholas Brian Russell

  IRN NBR01020

  • SMF1 Chief Executive (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF3 Chief Executive (9 Aug 2019 to 8 Dec 2019)
  • CF1 Director (9 Aug 2019 to 8 Dec 2019)
  • CF10a CASS Oversight function (3 Apr 2012 to 8 Dec 2019)
  • CF29 Significant management (26 Mar 2012 to 8 Dec 2019)

No changes recorded yet.