Navid Malik

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • LONDON GROWTH CAPITAL LTD

    FRN 505249

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 8. Giving personal recommendations on investments in the course of corporate finance business
    • [FCA CF] Functions requiring qualifications (since 4 Nov 2025)
  • The Life Sciences Division Ltd (no longer approved here)

    FRN 528138

    • [FCA CF] Client dealing (9 Dec 2019 to 5 Aug 2024)
    • SMF3 Executive Director (9 Dec 2019 to 9 Aug 2024)
    • CF1 Director (16 Feb 2018 to 8 Dec 2019)
    • CF30 Customer (16 Feb 2018 to 8 Dec 2019)
  • Cavendish Securities PLC (no longer approved here)

    FRN 416932

    • CF30 Customer (11 Jan 2012 to 4 Nov 2015)
  • Wimmer Financial LLP (no longer approved here)

    FRN 478796

    • Employed By (15 Sep 2008 to 19 Dec 2008)
  • Canaccord Genuity Limited (no longer approved here)

    FRN 182011

    • CF30 Customer (1 Nov 2007 to 9 Jun 2008)
    • CF21 Investment Adviser (19 Jan 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.