Date authorised
1 April 2013
Companies House
06649842
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    17 Hanover Square
    Mayfair
    London
    W1S 1BN
    UNITED KINGDOM
    Phone
    +442038837810
  • Complaints Contact

    17 Hanover Square
    Mayfair
    London
    W1S 1BN
    UNITED KINGDOM
    Phone
    +442038837818

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Professional

  • Investment Advice (no pensions)

    For Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Rolling spot forex contract, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christopher Stephen Connor

    IRN CSC01051

    • SMF3 Executive Director (since 2 Apr 2026)
    • SMF1 Chief Executive (since 2 Apr 2026)
  • Douglas Dragan Babic

    IRN DDB01004

    • SMF3 Executive Director (since 11 Mar 2026)
  • John Richard Mitchell

    IRN JRM01227

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (24 Sep 2010 to 8 Dec 2019)
    • CF10 Compliance Oversight (24 Sep 2010 to 8 Dec 2019)
    • CF30 Customer (22 Mar 2010 to 8 Dec 2019)
  • Navid Malik

    IRN NXM01182

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 8. Giving personal recommendations on investments in the course of corporate finance business
    • [FCA CF] Functions requiring qualifications (since 4 Nov 2025)
  • Robert Edwin Bunker

    IRN REB01107

    • SMF3 Executive Director (9 Dec 2019 to 7 Jun 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 13 May 2024)
    • CF30 Customer (3 Feb 2010 to 8 Dec 2019)
    • CF1 Director (3 Feb 2010 to 8 Dec 2019)
  • Stuart Edward Hutton

    IRN SEH01052

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (9 Dec 2019 to 8 Apr 2026)
    • CF10 Compliance Oversight (3 Feb 2010 to 27 May 2010)
    • CF11 Money Laundering Reporting (3 Feb 2010 to 27 May 2010)
    • CF3 Chief Executive (3 Feb 2010 to 8 Dec 2019)
    • CF30 Customer (3 Feb 2010 to 8 Dec 2019)
    • CF1 Director (3 Feb 2010 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.