Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (9 Dec 2019 to 8 Apr 2026)
    • CF11 Money Laundering Reporting (3 Feb 2010 to 27 May 2010)
    • CF30 Customer (3 Feb 2010 to 8 Dec 2019)
    • CF3 Chief Executive (3 Feb 2010 to 8 Dec 2019)
    • CF1 Director (3 Feb 2010 to 8 Dec 2019)
    • CF10 Compliance Oversight (3 Feb 2010 to 27 May 2010)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF21 Investment Adviser (21 Aug 2003 to 31 Oct 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.