John Richard Mitchell

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • LONDON GROWTH CAPITAL LTD

    FRN 505249

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF10 Compliance Oversight (24 Sep 2010 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (24 Sep 2010 to 8 Dec 2019)
    • CF30 Customer (22 Mar 2010 to 8 Dec 2019)
  • FACET INVESTMENT MANAGEMENT LTD (no longer approved here)

    FRN 131372

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 7 Nov 2024)
    • SMF3 Executive Director (9 Dec 2019 to 7 Nov 2024)
    • SMF16 Compliance Oversight (9 Dec 2019 to 7 Nov 2024)
    • CF1 Director (3 Nov 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (3 Nov 2015 to 8 Dec 2019)
    • CF10 Compliance Oversight (3 Nov 2015 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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