Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Canaccord Genuity Wealth Limited (no longer approved here)

    FRN 194927

    • CF30 Customer (6 Dec 2012 to 27 Mar 2014)
    • CF1 Director (2 Oct 2012 to 27 Mar 2014)
    • CF3 Chief Executive (2 Oct 2012 to 27 Mar 2014)
  • Canaccord Genuity Limited (no longer approved here)

    FRN 182011

    • Responsible for Insurance Mediation (20 Mar 2009 to 10 Jul 2013)
    • CF30 Customer (1 Nov 2007 to 10 Jul 2013)
    • CF29 Significant management (1 Nov 2007 to 13 Aug 2013)
    • CF1 Director (25 Oct 2004 to 22 Mar 2012)
    • CF16 Significant Mgt (Desgntd Investment Business) (5 Aug 2004 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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